Frequently Asked Questions

Our online scheduling tool makes it easy to set up a phone, video, or in-person appointment at your convenience. Click below to schedule time with: 

Jason Sherr  |  Merrick Nguyen  |  Kim Burdeaux-Neal  |  Jason & Merrick (joint meeting)

You can also contact us to set an appointment. 

We have launched our own independent wealth management firm, StrateFi. Though we have gone independent, our mission remains the same: to empower our clients to continue making financial strides with our guidance, reaching their goals, and ultimately achieving financial independence.

Just like life constantly presents different paths to choose from, we knew that it was time to step into and build our own independent wealth management firm. Every client has specific needs, goals, and objectives and we strongly believe that with our new firm we are able to provide an even better pathway for our clients.

LPL Financial makes it easy for advisors to make this transition to independence as smooth as possible. Taking this route to open our own wealth management firm was a big decision. We took our time assessing what would best serve our clients and our team and it became clear that the right route to take was with LPL Financial.

We wanted to create a name that embodies the true essence of our firm and what we provide to our clients. StrateFi was originated by uniting words, ‘Strategy’ and ‘Financial Independence’.

LPL Financial is our custodian for our clients’ assets. With more than $600 billion in client assets serviced and custodied, LPL provides an enormous catalog of services and resources, as well as a long history of financial stability. LPL is a Financial Industry Regulatory Authority (FINRA) member firm subject to the federal securities laws and the rules of industry self-regulatory organizations, which requires LPL to protect client assets with the utmost care and adhere to financial protection rules keeping your money safe. LPL accounts have additional securities protection to cover the net equity of client accounts up to an overall aggregate firm limit of $600,000,000. This coverage is underwritten by Lloyds of London syndicates.

To protect your personal information from unauthorized access and use, LPL Financial uses security measures that comply with federal law. These measures include computer safeguards with secured files and buildings. LPL online environment uses security technologies, including layered security and access controls over personal information.

For further information, please visit LPL’s Privacy/Security page at:

www.lpl.com/disclosures/privacy-security.html

Our team will be contacting you shortly and walk you through our new client portal to view your account. If you have any questions, prior to us contacting you, please call us at 949.345.8181 to schedule an appointment.